Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BURR, ALAN JOHN PHILLIP
Chinese Name of Relevant Individual
HKMA Registration Number
AF4393
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2014 - 31 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Oct 2013 - 18 Dec 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NEWEDGE GROUP
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
14 Sep 2012 - 24 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
12 Jan 2012 - 30 Aug 2012
Is an Executive Officer? (Yes / No)
Yes
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BURR, ALAN JOHN PHILLIP
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4393
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4393
SOCIETE GENERALE
Type 1: dealing in securities
19 Dec 2014 - 31 Jan 2017
No
AF4393
NEWEDGE GROUP
Type 2: dealing in futures contracts
25 Oct 2013 - 18 Dec 2014
Yes
AF4393
NEWEDGE GROUP
Type 2: dealing in futures contracts
14 Sep 2012 - 24 Oct 2013
No
AF4393
NATIXIS
Type 2: dealing in futures contracts
12 Jan 2012 - 30 Aug 2012
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.