Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, PUI CHUN
Chinese Name of Relevant Individual
李佩臻
HKMA Registration Number
AF4398
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2013 - 01 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2012 - 11 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2012 - 11 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2012 - 14 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Jan 2012 - 14 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, PUI CHUN
:
Chinese Name of Relevant Individual
李佩臻
:
HKMA Registration Number
AF4398
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4398
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
15 Jan 2013 - 01 Jan 2020
No
AF4398
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2012 - 11 Oct 2012
No
AF4398
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2012 - 11 Oct 2012
No
AF4398
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Jan 2012 - 14 Apr 2012
No
AF4398
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Jan 2012 - 14 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.