Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, MEI YAN
Chinese Name of Relevant Individual
朱美茵
HKMA Registration Number
AF4443
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2019 - 14 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2019 - 14 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Nov 2019 - 14 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2016 - 21 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2014 - 27 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2014 - 27 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2014 - 07 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2014 - 07 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2012 - 13 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2012 - 13 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, MEI YAN
:
Chinese Name of Relevant Individual
朱美茵
:
HKMA Registration Number
AF4443
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4443
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Nov 2019 - 14 Sep 2020
No
AF4443
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Nov 2019 - 14 Sep 2020
No
AF4443
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Nov 2019 - 14 Sep 2020
No
AF4443
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
03 Aug 2016 - 21 Feb 2018
No
AF4443
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
19 May 2014 - 27 Jun 2016
No
AF4443
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
19 May 2014 - 27 Jun 2016
No
AF4443
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
25 Feb 2014 - 07 Apr 2014
No
AF4443
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
25 Feb 2014 - 07 Apr 2014
No
AF4443
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 Jan 2012 - 13 Nov 2013
No
AF4443
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 Jan 2012 - 13 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.