Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, KA CHUN
Chinese Name of Relevant Individual
温家俊
HKMA Registration Number
AF4449
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2020 - 04 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2020 - 04 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2020 - 04 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2020 - 04 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2018 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2018 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2016 - 25 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2016 - 25 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2014 - 10 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2014 - 10 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2012 - 22 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2012 - 22 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, KA CHUN
:
Chinese Name of Relevant Individual
温家俊
:
HKMA Registration Number
AF4449
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4449
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jan 2020 - 04 Oct 2025
No
AF4449
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jan 2020 - 04 Oct 2025
No
AF4449
CITIBANK, N.A.
Type 1: dealing in securities
21 Jan 2020 - 04 Oct 2025
No
AF4449
CITIBANK, N.A.
Type 4: advising on securities
21 Jan 2020 - 04 Oct 2025
No
AF4449
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Mar 2018 - 30 Nov 2019
No
AF4449
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Mar 2018 - 30 Nov 2019
No
AF4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Oct 2016 - 25 Feb 2018
No
AF4449
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Oct 2016 - 25 Feb 2018
No
AF4449
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
14 Aug 2014 - 10 Oct 2016
No
AF4449
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
14 Aug 2014 - 10 Oct 2016
No
AF4449
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2012 - 22 Jul 2014
No
AF4449
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2012 - 22 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.