Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, TAI WAN
Chinese Name of Relevant Individual
江泰運
HKMA Registration Number
AF4455
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2017 - 17 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2013 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Oct 2013 - 15 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2012 - 22 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2012 - 22 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, TAI WAN
:
Chinese Name of Relevant Individual
江泰運
:
HKMA Registration Number
AF4455
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4455
EAST WEST BANK
Type 1: dealing in securities
11 Sep 2017 - 17 Mar 2021
No
AF4455
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Oct 2013 - 01 Jun 2017
No
AF4455
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Oct 2013 - 15 Jun 2016
No
AF4455
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2012 - 22 Sep 2013
No
AF4455
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2012 - 22 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.