Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, SIU HUNG
Chinese Name of Relevant Individual
鍾紹洪
HKMA Registration Number
AF4457
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING
Remarks
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
SFC CE number
AAI250
Business Address
NANYANG COMMERCIAL BANK BUILDING, 151 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2023 - 01 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2023 - 01 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2018 - 27 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2018 - 27 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2017 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2015 - 30 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2015 - 30 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2014 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2014 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2012 - 28 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2012 - 28 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2012 - 15 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2012 - 15 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, SIU HUNG
:
Chinese Name of Relevant Individual
鍾紹洪
:
HKMA Registration Number
AF4457
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Jul 2024
No
PERSONAL BANKING
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Jul 2024
No
PERSONAL BANKING
Name of Registered Institution
SFC CE number
Business Address
NANYANG COMMERCIAL BANK, LIMITED
AAI250
NANYANG COMMERCIAL BANK BUILDING, 151 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4457
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
Since 06 Jul 2024
No
AF4457
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
Since 06 Jul 2024
No
AF4457
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2023 - 01 Jun 2024
No
AF4457
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2023 - 01 Jun 2024
No
AF4457
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Apr 2018 - 27 Aug 2022
No
AF4457
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Apr 2018 - 27 Aug 2022
No
AF4457
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
18 Jul 2017 - 14 Mar 2018
No
AF4457
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
31 Jul 2015 - 30 Jan 2017
No
AF4457
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
31 Jul 2015 - 30 Jan 2017
No
AF4457
WING LUNG BANK LIMITED
Type 1: dealing in securities
24 May 2014 - 19 Jun 2015
No
AF4457
WING LUNG BANK LIMITED
Type 4: advising on securities
24 May 2014 - 19 Jun 2015
No
AF4457
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2012 - 28 Oct 2012
No
AF4457
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2012 - 28 Oct 2012
No
AF4457
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
15 Feb 2012 - 15 Jul 2012
No
AF4457
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
15 Feb 2012 - 15 Jul 2012
No
AF4457
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
14 Feb 2012 - 15 Jul 2012
No
AF4457
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
14 Feb 2012 - 15 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.