Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, WING SZE CAMILLE
Chinese Name of Relevant Individual
孫穎詩
HKMA Registration Number
AF4461
Other HKMA Registration Number(s)
AD2682
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2021 - 12 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2021 - 12 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2015 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2015 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2015 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2015 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2012 - 06 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2012 - 06 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2011 - 02 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2011 - 02 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2008 - 28 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2008 - 28 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
17 Jul 2008 - 28 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2007 - 19 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2007 - 19 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, WING SZE CAMILLE
:
Chinese Name of Relevant Individual
孫穎詩
:
HKMA Registration Number
AF4461
:
Other HKMA Registration Number(s)
AD2682
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD2682
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
05 Jul 2021 - 12 May 2023
No
AD2682
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
05 Jul 2021 - 12 May 2023
No
AD2682
CITIBANK, N.A.
Type 1: dealing in securities
13 Oct 2015 - 23 Jun 2021
No
AD2682
CITIBANK, N.A.
Type 4: advising on securities
13 Oct 2015 - 23 Jun 2021
No
AD2682
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Oct 2015 - 23 Jun 2021
No
AD2682
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
13 Oct 2015 - 23 Jun 2021
No
AF4461
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
14 Jan 2012 - 06 Jul 2015
No
AF4461
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
14 Jan 2012 - 06 Jul 2015
No
AD2682
BANK SARASIN & CIE AG
Type 1: dealing in securities
03 Mar 2011 - 02 Jan 2012
No
AD2682
BANK SARASIN & CIE AG
Type 4: advising on securities
03 Mar 2011 - 02 Jan 2012
No
AD2682
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
17 Jul 2008 - 28 Feb 2011
No
AD2682
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
17 Jul 2008 - 28 Feb 2011
No
AD2682
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
17 Jul 2008 - 28 Feb 2011
No
AD2682
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
22 Feb 2007 - 19 Jun 2008
No
AD2682
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
22 Feb 2007 - 19 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
