Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHETTIGAR, BHARAT GOPALKRISHNA
Chinese Name of Relevant Individual
HKMA Registration Number
AF4463
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2026 - 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
26 Jan 2026 - 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2024 - 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
26 Jul 2024 - 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2024 - 11 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
05 Jan 2024 - 11 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2023 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
04 Jul 2023 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2023 - 13 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2020 - 10 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2019 - 15 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2017 - 12 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2017 - 19 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2016 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHETTIGAR, BHARAT GOPALKRISHNA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4463
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jan 2026 - 28 Jan 2026
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
26 Jan 2026 - 28 Jan 2026
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2024 - 31 Jul 2024
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
26 Jul 2024 - 31 Jul 2024
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2024 - 11 Jan 2024
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
05 Jan 2024 - 11 Jan 2024
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jul 2023 - 07 Jul 2023
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
04 Jul 2023 - 07 Jul 2023
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2023 - 13 Jan 2023
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2020 - 10 Jan 2020
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2019 - 15 Jan 2019
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2018 - 19 Jan 2018
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2017 - 12 Jul 2017
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jan 2017 - 19 Jan 2017
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2016 - 20 Jan 2016
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2015 - 30 Jul 2015
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2015 - 22 Jan 2015
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Aug 2014 - 13 Aug 2014
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2014 - 18 Jan 2014
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2013 - 24 Jan 2013
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Sep 2012 - 19 Sep 2012
No
AF4463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2012 - 20 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.