Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, WING HO RAYMOND
Chinese Name of Relevant Individual
HKMA Registration Number
AF4477
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2013 - 21 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2013 - 21 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2012 - 10 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, WING HO RAYMOND
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4477
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4477
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
06 Jul 2013 - 21 Dec 2014
No
AF4477
WESTPAC BANKING CORPORATION
Type 4: advising on securities
06 Jul 2013 - 21 Dec 2014
No
AF4477
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
18 Jan 2012 - 10 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.