Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WONG, LOK SHAN
Chinese Name of Relevant Individual

黃樂山
HKMA Registration Number
AF4490
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WONG, LOK SHAN
:
Chinese Name of Relevant Individual
黃樂山
:
HKMA Registration Number
AF4490
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2018
No
RELATIONSHIP MANAGER
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2018
No
RELATIONSHIP MANAGER
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019
No
RELATIONSHIP MANAGER
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019
No
RELATIONSHIP MANAGER