Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, SUEN
Chinese Name of Relevant Individual
林萱
HKMA Registration Number
AF4500
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2017 - 11 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2017 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2012 - 12 Sep 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2012 - 24 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, SUEN
:
Chinese Name of Relevant Individual
林萱
:
HKMA Registration Number
AF4500
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4500
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
13 Nov 2017 - 11 May 2018
Yes
AF4500
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
15 Jun 2017 - 12 Nov 2017
No
AF4500
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 May 2012 - 12 Sep 2014
Yes
AF4500
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jan 2012 - 24 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.