Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BOICE III, JAMES HILLYER
Chinese Name of Relevant Individual
HKMA Registration Number
AF4519
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2012 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2012 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
19 Jan 2012 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BOICE III, JAMES HILLYER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4519
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4519
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
19 Jan 2012 - 22 Apr 2016
Yes
AF4519
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
19 Jan 2012 - 22 Apr 2016
Yes
AF4519
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 9: asset management
19 Jan 2012 - 22 Apr 2016
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.