Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, YOO HYUN
Chinese Name of Relevant Individual
李有賢
HKMA Registration Number
AF4530
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 May 2018 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 May 2018 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2012 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2012 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2012 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2012 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, YOO HYUN
:
Chinese Name of Relevant Individual
李有賢
:
HKMA Registration Number
AF4530
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4530
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
04 May 2018 - 31 May 2019
No
AF4530
DBS BANK LTD.
Type 6: advising on corporate finance
04 May 2018 - 31 May 2019
No
AF4530
DBS BANK LTD.
Type 1: dealing in securities
20 Jan 2012 - 31 May 2019
No
AF4530
DBS BANK LTD.
Type 4: advising on securities
20 Jan 2012 - 31 May 2019
No
AF4530
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2012 - 31 May 2019
No
AF4530
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2012 - 31 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.