Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TSUN HO
Chinese Name of Relevant Individual
黃俊豪
HKMA Registration Number
AF4534
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MGR, PW
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MGR, PW
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2021 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2021 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2017 - 27 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2017 - 27 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jan 2017 - 27 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2012 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2012 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TSUN HO
:
Chinese Name of Relevant Individual
黃俊豪
:
HKMA Registration Number
AF4534
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Oct 2022
No
RELATIONSHIP MGR, PW
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Oct 2022
No
RELATIONSHIP MGR, PW
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4534
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 20 Oct 2022
No
AF4534
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 20 Oct 2022
No
AF4534
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Oct 2021 - 21 Aug 2022
No
AF4534
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Oct 2021 - 21 Aug 2022
No
AF4534
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Jan 2017 - 27 Dec 2020
No
AF4534
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Jan 2017 - 27 Dec 2020
No
AF4534
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Jan 2017 - 27 Dec 2020
No
AF4534
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2012 - 29 Jul 2016
No
AF4534
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2012 - 29 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.