Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WADE, JOHN HOWARD
Chinese Name of Relevant Individual
HKMA Registration Number
AF4536
Other HKMA Registration Number(s)
AG5174
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2014 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2014 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2012 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2012 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2012 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WADE, JOHN HOWARD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4536
:
Other HKMA Registration Number(s)
AG5174
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5174
NATIXIS
Type 1: dealing in securities
Since 17 Oct 2020
No
AG5174
NATIXIS
Type 4: advising on securities
Since 17 Oct 2020
No
AG5174
NATIXIS
Type 1: dealing in securities
18 Oct 2014 - 17 Jan 2017
No
AG5174
NATIXIS
Type 4: advising on securities
18 Oct 2014 - 17 Jan 2017
No
AF4536
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
20 Jan 2012 - 24 Feb 2014
No
AF4536
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
20 Jan 2012 - 24 Feb 2014
No
AF4536
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
20 Jan 2012 - 24 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.