Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, FUNG SHAN
Chinese Name of Relevant Individual
張鳳珊
HKMA Registration Number
AF4548
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2022 - 15 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2022 - 15 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2020 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2020 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2019 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2019 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 May 2019 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2017 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2017 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2017 - 16 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 16 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2013 - 07 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2013 - 07 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, FUNG SHAN
:
Chinese Name of Relevant Individual
張鳳珊
:
HKMA Registration Number
AF4548
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Oct 2024
No
SALES, BRANCHES
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
24 Oct 2024
No
SALES, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4548
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 24 Oct 2024
No
AF4548
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 24 Oct 2024
No
AF4548
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2022 - 15 Sep 2024
No
AF4548
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2022 - 15 Sep 2024
No
AF4548
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Jul 2020 - 26 Sep 2021
No
AF4548
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Jul 2020 - 26 Sep 2021
No
AF4548
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 May 2019 - 28 Jun 2020
No
AF4548
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 May 2019 - 28 Jun 2020
No
AF4548
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 May 2019 - 28 Jun 2020
No
AF4548
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2017 - 31 Mar 2019
No
AF4548
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2017 - 31 Mar 2019
No
AF4548
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2017 - 16 Aug 2017
No
AF4548
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2017 - 16 Aug 2017
No
AF4548
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jun 2013 - 07 May 2017
No
AF4548
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Jun 2013 - 07 May 2017
No
AF4548
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Jun 2013 - 07 May 2017
No
AF4548
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2012 - 16 Apr 2013
No
AF4548
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2012 - 16 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.