Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA MAN
Chinese Name of Relevant Individual
黃嘉雯
HKMA Registration Number
AF4579
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
10 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
14 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 10 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2016 - 11 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2016 - 11 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Dec 2016 - 11 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2015 - 22 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2012 - 30 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2012 - 30 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA MAN
:
Chinese Name of Relevant Individual
黃嘉雯
:
HKMA Registration Number
AF4579
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jul 2018
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jul 2018
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Sep 2022
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
14 Sep 2022
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
14 Sep 2022
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
14 Sep 2022
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4579
DBS BANK LTD.
Type 1: dealing in securities
Since 14 Sep 2022
No
AF4579
DBS BANK LTD.
Type 4: advising on securities
Since 14 Sep 2022
No
AF4579
DBS BANK LTD.
Type 6: advising on corporate finance
Since 14 Sep 2022
No
AF4579
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 10 Sep 2022
No
AF4579
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Jul 2018
No
AF4579
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Jul 2018
No
AF4579
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Dec 2016 - 11 Oct 2017
No
AF4579
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Dec 2016 - 11 Oct 2017
No
AF4579
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Dec 2016 - 11 Oct 2017
No
AF4579
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Feb 2015 - 22 Aug 2016
No
AF4579
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2012 - 30 Jun 2014
No
AF4579
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2012 - 30 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.