Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CLIFF WAI KIN
Chinese Name of Relevant Individual
陳維堅
HKMA Registration Number
AF4590
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jan 2012
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jan 2012
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
19 Apr 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
DAH SING BANK, LIMITED
Effective Date
19 Apr 2022
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
2
Registered Institution
DAH SING BANK, LIMITED
Effective Date
19 Apr 2022
Description
For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DAH SING BANK, LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 19 Apr 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Jun 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Jun 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2012 - 27 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2012 - 27 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CLIFF WAI KIN
:
Chinese Name of Relevant Individual
陳維堅
:
HKMA Registration Number
AF4590
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 Jan 2012
Yes
EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT
DAH SING BANK, LIMITED
Type 4: advising on securities
28 Jan 2012
Yes
EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT
DAH SING BANK, LIMITED
Type 9: asset management
19 Apr 2022
Yes
EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Registered Institution
Effective Date
Description
DAH SING BANK, LIMITED
1
19 Apr 2022
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
DAH SING BANK, LIMITED
2
19 Apr 2022
For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DAH SING BANK, LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4590
DAH SING BANK, LIMITED
Type 9: asset management
Since 19 Apr 2022
Yes
AF4590
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 28 Jun 2012
Yes
AF4590
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 28 Jun 2012
Yes
AF4590
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 Jan 2012 - 27 Jun 2012
No
AF4590
DAH SING BANK, LIMITED
Type 4: advising on securities
28 Jan 2012 - 27 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.