Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SI, CHEUK HIM
Chinese Name of Relevant Individual
施焯謙
HKMA Registration Number
AF4594
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2014 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2014 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Oct 2014 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2013 - 07 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2013 - 07 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 25 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jan 2012 - 25 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SI, CHEUK HIM
:
Chinese Name of Relevant Individual
施焯謙
:
HKMA Registration Number
AF4594
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4594
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Oct 2014 - 14 Jul 2017
No
AF4594
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Oct 2014 - 14 Jul 2017
No
AF4594
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Oct 2014 - 11 Sep 2016
No
AF4594
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2013 - 07 Jan 2014
No
AF4594
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2013 - 07 Jan 2014
No
AF4594
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jan 2012 - 25 Apr 2012
No
AF4594
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jan 2012 - 25 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.