Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEO, YEE JIUN EUGENIA
Chinese Name of Relevant Individual
HKMA Registration Number
AF4603
Other HKMA Registration Number(s)
AD4286
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2025 - 12 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2025 - 21 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2024 - 13 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2023 - 02 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2022 - 07 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2015 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Feb 2015 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jan 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2007 - 13 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2007 - 13 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2007 - 13 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2007 - 13 Mar 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEO, YEE JIUN EUGENIA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4603
:
Other HKMA Registration Number(s)
AD4286
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
08 Jul 2025 - 12 Jul 2025
No
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
19 May 2025 - 21 May 2025
No
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2025 - 10 Jan 2025
No
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
10 Jan 2024 - 13 Jan 2024
No
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
22 Aug 2023
No
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
29 May 2023 - 02 Jun 2023
No
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
28 Oct 2022 - 07 Nov 2022
No
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
02 Feb 2015 - 31 Dec 2020
No
AF4603
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
02 Feb 2015 - 31 Dec 2020
No
AF4603
BANK MORGAN STANLEY AG
Type 1: dealing in securities
30 Jan 2012 - 29 May 2015
No
AF4603
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
30 Jan 2012 - 29 May 2015
No
AD4286
CITIBANK, N.A.
Type 1: dealing in securities
01 Jul 2007 - 13 Mar 2011
No
AD4286
CITIBANK, N.A.
Type 4: advising on securities
01 Jul 2007 - 13 Mar 2011
No
AD4286
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jul 2007 - 13 Mar 2011
No
AD4286
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jul 2007 - 13 Mar 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
