Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIM, HWEE HOON
Chinese Name of Relevant Individual
沈慧芬
HKMA Registration Number
AF4628
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2015 - 17 Oct 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
22 Jan 2015 - 17 Oct 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 9: asset management
Effective Period
22 Jan 2015 - 17 Oct 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2014 - 29 May 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
03 Jan 2014 - 29 May 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 9: asset management
Effective Period
03 Jan 2014 - 29 May 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 02 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jan 2012 - 02 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIM, HWEE HOON
:
Chinese Name of Relevant Individual
沈慧芬
:
HKMA Registration Number
AF4628
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4628
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Jan 2015 - 17 Oct 2016
Yes
AF4628
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
22 Jan 2015 - 17 Oct 2016
Yes
AF4628
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 9: asset management
22 Jan 2015 - 17 Oct 2016
Yes
AF4628
BANK MORGAN STANLEY AG
Type 1: dealing in securities
03 Jan 2014 - 29 May 2015
Yes
AF4628
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
03 Jan 2014 - 29 May 2015
Yes
AF4628
BANK MORGAN STANLEY AG
Type 9: asset management
03 Jan 2014 - 29 May 2015
Yes
AF4628
BANK MORGAN STANLEY AG
Type 1: dealing in securities
30 Jan 2012 - 02 Jan 2014
No
AF4628
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
30 Jan 2012 - 02 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.