Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHUM, LAP FAI VINCENT
Chinese Name of Relevant Individual

岑立輝
HKMA Registration Number
AF4630
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Feb 2015
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
02 Feb 2015
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHUM, LAP FAI VINCENT
:
Chinese Name of Relevant Individual
岑立輝
:
HKMA Registration Number
AF4630
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
02 Feb 2015
No
VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
02 Feb 2015
No
VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT