Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FU, WAYNE WANGYANG
Chinese Name of Relevant Individual
傅望羊
HKMA Registration Number
AF4669
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2018 - 10 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2018 - 10 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2016 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2016 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2013 - 11 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2013 - 11 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 17 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jan 2012 - 17 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FU, WAYNE WANGYANG
:
Chinese Name of Relevant Individual
傅望羊
:
HKMA Registration Number
AF4669
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4669
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Aug 2018 - 10 Sep 2018
No
AF4669
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Aug 2018 - 10 Sep 2018
No
AF4669
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2016 - 09 Apr 2018
No
AF4669
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2016 - 09 Apr 2018
No
AF4669
COUTTS & CO AG
Type 1: dealing in securities
22 Aug 2013 - 11 Mar 2016
No
AF4669
COUTTS & CO AG
Type 4: advising on securities
22 Aug 2013 - 11 Mar 2016
No
AF4669
BANK MORGAN STANLEY AG
Type 1: dealing in securities
30 Jan 2012 - 17 Jul 2013
No
AF4669
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
30 Jan 2012 - 17 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.