Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, PAK I
Chinese Name of Relevant Individual
歐柏宜
HKMA Registration Number
AF4697
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2014 - 11 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2014 - 11 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012 - 18 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Jan 2012 - 18 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, PAK I
:
Chinese Name of Relevant Individual
歐柏宜
:
HKMA Registration Number
AF4697
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4697
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
26 Mar 2014 - 11 Jul 2018
No
AF4697
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
26 Mar 2014 - 11 Jul 2018
No
AF4697
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Jan 2012 - 18 Jan 2014
No
AF4697
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Jan 2012 - 18 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.