Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, PUI YIN
Chinese Name of Relevant Individual
簡佩賢
HKMA Registration Number
AF4721
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2012 - 07 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Dec 2012 - 07 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012 - 11 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jan 2012 - 11 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, PUI YIN
:
Chinese Name of Relevant Individual
簡佩賢
:
HKMA Registration Number
AF4721
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4721
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Dec 2012 - 07 Jun 2015
No
AF4721
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
28 Dec 2012 - 07 Jun 2015
No
AF4721
BANK MORGAN STANLEY AG
Type 1: dealing in securities
31 Jan 2012 - 11 Mar 2012
No
AF4721
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
31 Jan 2012 - 11 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.