Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HSIEH, HUI-WEN ALLY
Chinese Name of Relevant Individual
謝惠雯
HKMA Registration Number
AF4728
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2018 - 04 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jul 2018 - 04 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2016 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2016 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2015 - 08 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Feb 2015 - 08 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jan 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HSIEH, HUI-WEN ALLY
:
Chinese Name of Relevant Individual
謝惠雯
:
HKMA Registration Number
AF4728
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4728
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
31 Jul 2018 - 04 Apr 2023
No
AF4728
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
31 Jul 2018 - 04 Apr 2023
No
AF4728
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
22 Aug 2016 - 15 Jun 2018
No
AF4728
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
22 Aug 2016 - 15 Jun 2018
No
AF4728
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Feb 2015 - 08 Jul 2016
No
AF4728
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
02 Feb 2015 - 08 Jul 2016
No
AF4728
BANK MORGAN STANLEY AG
Type 1: dealing in securities
31 Jan 2012 - 29 May 2015
No
AF4728
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
31 Jan 2012 - 29 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.