Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KA LING
Chinese Name of Relevant Individual
何嘉玲
HKMA Registration Number
AF4730
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2013 - 14 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2012 - 28 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
03 Feb 2012 - 28 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KA LING
:
Chinese Name of Relevant Individual
何嘉玲
:
HKMA Registration Number
AF4730
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4730
UBS AG
Type 1: dealing in securities
19 Apr 2013 - 14 Oct 2016
No
AF4730
BANK MORGAN STANLEY AG
Type 1: dealing in securities
03 Feb 2012 - 28 Mar 2013
No
AF4730
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
03 Feb 2012 - 28 Mar 2013
No
AF4730
BANK MORGAN STANLEY AG
Type 1: dealing in securities
31 Jan 2012
No
AF4730
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
31 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.