Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HE, SHIRLEY YING
Chinese Name of Relevant Individual
何穎
HKMA Registration Number
AF4732
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2015 - 03 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Feb 2015 - 03 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
03 Feb 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HE, SHIRLEY YING
:
Chinese Name of Relevant Individual
何穎
:
HKMA Registration Number
AF4732
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4732
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
02 Feb 2015 - 03 Feb 2020
No
AF4732
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
02 Feb 2015 - 03 Feb 2020
No
AF4732
BANK MORGAN STANLEY AG
Type 1: dealing in securities
03 Feb 2012 - 29 May 2015
No
AF4732
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
03 Feb 2012 - 29 May 2015
No
AF4732
BANK MORGAN STANLEY AG
Type 1: dealing in securities
31 Jan 2012
No
AF4732
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
31 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.