Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, EVA WU
Chinese Name of Relevant Individual
陳胡翠萍
HKMA Registration Number
AF4734
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, GROUP HEAD GREATER CHINA
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, GROUP HEAD GREATER CHINA
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
First date of engagement
12 Jan 2016
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK JULIUS BAER & CO. LTD.
SFC CE number
AUR302
Business Address
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Oct 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Oct 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
Effective Period
Since 12 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2015 - 12 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2015 - 12 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2015 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Feb 2015 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 9: asset management
Effective Period
02 Feb 2015 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 9: asset management
Effective Period
26 Sep 2013 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jan 2012 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, EVA WU
:
Chinese Name of Relevant Individual
陳胡翠萍
:
HKMA Registration Number
AF4734
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
20 Aug 2015
Yes
MANAGING DIRECTOR, GROUP HEAD GREATER CHINA
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
20 Aug 2015
Yes
MANAGING DIRECTOR, GROUP HEAD GREATER CHINA
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
12 Jan 2016
No
MANAGING DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
BANK JULIUS BAER & CO. LTD.
AUR302
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4734
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
Since 13 Oct 2016
Yes
AF4734
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
Since 13 Oct 2016
Yes
AF4734
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
Since 12 Jan 2016
No
AF4734
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
20 Aug 2015 - 12 Oct 2016
No
AF4734
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
20 Aug 2015 - 12 Oct 2016
No
AF4734
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Feb 2015 - 13 Feb 2015
No
AF4734
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
02 Feb 2015 - 13 Feb 2015
No
AF4734
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 9: asset management
02 Feb 2015 - 13 Feb 2015
No
AF4734
BANK MORGAN STANLEY AG
Type 9: asset management
26 Sep 2013 - 13 Feb 2015
No
AF4734
BANK MORGAN STANLEY AG
Type 1: dealing in securities
31 Jan 2012 - 13 Feb 2015
No
AF4734
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
31 Jan 2012 - 13 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.