Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, TAI LAM
Chinese Name of Relevant Individual
曾泰林
HKMA Registration Number
AF4741
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2021 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2021 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2021 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2021 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2014 - 13 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2014 - 13 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2012 - 14 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2012 - 14 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2012 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2012 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, TAI LAM
:
Chinese Name of Relevant Individual
曾泰林
:
HKMA Registration Number
AF4741
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4741
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Feb 2021 - 10 Jul 2023
No
AF4741
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Feb 2021 - 10 Jul 2023
No
AF4741
DBS BANK LTD.
Type 1: dealing in securities
23 Feb 2021 - 10 Jul 2023
No
AF4741
DBS BANK LTD.
Type 4: advising on securities
23 Feb 2021 - 10 Jul 2023
No
AF4741
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Aug 2014 - 13 Jan 2019
No
AF4741
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Aug 2014 - 13 Jan 2019
No
AF4741
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Dec 2012 - 14 Jul 2014
No
AF4741
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Dec 2012 - 14 Jul 2014
No
AF4741
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Feb 2012 - 03 Sep 2012
No
AF4741
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Feb 2012 - 03 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.