Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LAI, PO YAN
Chinese Name of Relevant Individual

黎寶欣
HKMA Registration Number
AF4743
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Feb 2012
Is an Executive Officer? (Yes / No)
No
Capacity
DIVISION HEAD, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Feb 2012
Is an Executive Officer? (Yes / No)
No
Capacity
DIVISION HEAD, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAI, PO YAN
:
Chinese Name of Relevant Individual
黎寶欣
:
HKMA Registration Number
AF4743
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Feb 2012
No
DIVISION HEAD, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Feb 2012
No
DIVISION HEAD, COMMERCIAL BANKING