Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PHANICH, THAPANA
Chinese Name of Relevant Individual
HKMA Registration Number
AF4744
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2019 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2018 - 20 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2018 - 11 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2018 - 23 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2017 - 29 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2017 - 22 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2017 - 10 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2016 - 26 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2016 - 27 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2015 - 11 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2014 - 12 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2014 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2014 - 24 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2013 - 27 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PHANICH, THAPANA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4744
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Jul 2019 - 09 Jul 2019
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Nov 2018 - 20 Nov 2018
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Jun 2018 - 11 Jun 2018
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Mar 2018 - 23 Mar 2018
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Nov 2017 - 29 Nov 2017
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Aug 2017
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Mar 2017 - 22 Mar 2017
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Feb 2017 - 10 Feb 2017
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Nov 2016 - 26 Nov 2016
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Jul 2016 - 27 Jul 2016
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Sep 2015 - 11 Sep 2015
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Dec 2014 - 12 Dec 2014
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Jul 2014 - 11 Jul 2014
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Apr 2014 - 24 Apr 2014
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Nov 2013 - 27 Nov 2013
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Mar 2013 - 15 Mar 2013
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Sep 2012 - 14 Sep 2012
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Sep 2012 - 06 Sep 2012
No
AF4744
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Feb 2012 - 03 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.