Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, CHUN HING
Chinese Name of Relevant Individual
羅振興
HKMA Registration Number
AF4759
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, INVESTMENT SPECIALIST
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, INVESTMENT SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
SFC CE number
AAA523
Business Address
1 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2021 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2021 - 08 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2019 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2019 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Jul 2019 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2018 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2018 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2017 - 21 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2017 - 21 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2017 - 07 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2017 - 07 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2014 - 04 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2014 - 04 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, CHUN HING
:
Chinese Name of Relevant Individual
羅振興
:
HKMA Registration Number
AF4759
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
24 Sep 2022
No
VICE PRESIDENT, INVESTMENT SPECIALIST
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
24 Sep 2022
No
VICE PRESIDENT, INVESTMENT SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
AAA523
1 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4759
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
Since 24 Sep 2022
No
AF4759
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
Since 24 Sep 2022
No
AF4759
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Feb 2021 - 08 Aug 2022
No
AF4759
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
20 Feb 2021 - 08 Aug 2022
No
AF4759
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Jul 2019 - 17 Jan 2021
No
AF4759
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Jul 2019 - 17 Jan 2021
No
AF4759
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Jul 2019 - 17 Jan 2021
No
AF4759
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Oct 2018 - 22 May 2019
No
AF4759
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
05 Oct 2018 - 22 May 2019
No
AF4759
WING LUNG BANK LIMITED
Type 1: dealing in securities
04 Aug 2017 - 21 Mar 2018
No
AF4759
WING LUNG BANK LIMITED
Type 4: advising on securities
04 Aug 2017 - 21 Mar 2018
No
AF4759
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 Jan 2017 - 07 Jul 2017
No
AF4759
DAH SING BANK, LIMITED
Type 4: advising on securities
14 Jan 2017 - 07 Jul 2017
No
AF4759
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2014 - 04 Jan 2017
No
AF4759
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2014 - 04 Jan 2017
No
AF4759
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2012 - 04 Mar 2014
No
AF4759
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Feb 2012 - 04 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.