Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, WAI CHUNG
Chinese Name of Relevant Individual
葉慧中
HKMA Registration Number
AF4764
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2023 - 08 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2023 - 08 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2022 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
17 May 2022 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2017 - 22 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2017 - 22 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2016 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2016 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2016 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2016 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2015 - 08 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2015 - 08 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2015 - 08 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2015 - 08 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2014 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, WAI CHUNG
:
Chinese Name of Relevant Individual
葉慧中
:
HKMA Registration Number
AF4764
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4764
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 Nov 2023 - 08 Mar 2024
No
AF4764
ROYAL BANK OF CANADA
Type 4: advising on securities
08 Nov 2023 - 08 Mar 2024
No
AF4764
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
17 May 2022 - 26 Aug 2022
No
AF4764
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
17 May 2022 - 26 Aug 2022
No
AF4764
BNP PARIBAS
Type 1: dealing in securities
02 Dec 2017 - 22 Apr 2022
No
AF4764
BNP PARIBAS
Type 4: advising on securities
02 Dec 2017 - 22 Apr 2022
No
AF4764
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
16 Nov 2016 - 31 Jul 2017
No
AF4764
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
16 Nov 2016 - 31 Jul 2017
No
AF4764
CTBC BANK CO., LTD.
Type 1: dealing in securities
07 May 2016 - 14 Aug 2016
No
AF4764
CTBC BANK CO., LTD.
Type 4: advising on securities
07 May 2016 - 14 Aug 2016
No
AF4764
CITIBANK, N.A.
Type 1: dealing in securities
14 Aug 2015 - 08 Jan 2016
No
AF4764
CITIBANK, N.A.
Type 4: advising on securities
14 Aug 2015 - 08 Jan 2016
No
AF4764
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Aug 2015 - 08 Jan 2016
No
AF4764
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
14 Aug 2015 - 08 Jan 2016
No
AF4764
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Aug 2014 - 30 Sep 2014
No
AF4764
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Aug 2014 - 30 Sep 2014
No
AF4764
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
02 Feb 2012 - 12 Jul 2014
No
AF4764
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
02 Feb 2012 - 12 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.