Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WING KWONG NICHOLAS
Chinese Name of Relevant Individual
陳永江
HKMA Registration Number
AF4780
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2022 - 23 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
12 Apr 2022 - 23 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2022 - 23 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 9: asset management
Effective Period
12 Apr 2022 - 23 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2022 - 11 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
08 Jan 2022 - 11 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2022 - 11 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 9: asset management
Effective Period
08 Jan 2022 - 11 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2015 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Feb 2015 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 9: asset management
Effective Period
02 Feb 2015 - 24 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 9: asset management
Effective Period
14 Feb 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Feb 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WING KWONG NICHOLAS
:
Chinese Name of Relevant Individual
陳永江
:
HKMA Registration Number
AF4780
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4780
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Apr 2022 - 23 Nov 2022
Yes
AF4780
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
12 Apr 2022 - 23 Nov 2022
Yes
AF4780
ROYAL BANK OF CANADA
Type 4: advising on securities
12 Apr 2022 - 23 Nov 2022
Yes
AF4780
ROYAL BANK OF CANADA
Type 9: asset management
12 Apr 2022 - 23 Nov 2022
Yes
AF4780
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 Jan 2022 - 11 Apr 2022
No
AF4780
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
08 Jan 2022 - 11 Apr 2022
No
AF4780
ROYAL BANK OF CANADA
Type 4: advising on securities
08 Jan 2022 - 11 Apr 2022
No
AF4780
ROYAL BANK OF CANADA
Type 9: asset management
08 Jan 2022 - 11 Apr 2022
No
AF4780
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Feb 2015 - 12 Jul 2019
No
AF4780
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
02 Feb 2015 - 12 Jul 2019
No
AF4780
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 9: asset management
02 Feb 2015 - 24 Oct 2018
No
AF4780
BANK MORGAN STANLEY AG
Type 9: asset management
14 Feb 2012 - 29 May 2015
No
AF4780
BANK MORGAN STANLEY AG
Type 1: dealing in securities
02 Feb 2012 - 29 May 2015
No
AF4780
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
02 Feb 2012 - 29 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.