Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, KIN CHUNG
Chinese Name of Relevant Individual
尹建中
HKMA Registration Number
AF4796
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2015 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2015 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2012 - 24 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2012 - 24 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Feb 2012 - 24 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, KIN CHUNG
:
Chinese Name of Relevant Individual
尹建中
:
HKMA Registration Number
AF4796
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4796
UBS AG
Type 1: dealing in securities
26 Jun 2015 - 19 May 2017
No
AF4796
UBS AG
Type 4: advising on securities
26 Jun 2015 - 19 May 2017
No
AF4796
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Nov 2012 - 24 May 2015
No
AF4796
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Feb 2012 - 24 May 2015
No
AF4796
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Feb 2012 - 24 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.