Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOH, SIN NIEW
Chinese Name of Relevant Individual
HKMA Registration Number
AF4798
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2015 - 21 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2015 - 15 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2015 - 17 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2015 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2014 - 18 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2014 - 07 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2014 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2014 - 20 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2014 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2014 - 28 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2013 - 08 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2012 - 16 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2012 - 27 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2012 - 30 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2012 - 18 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOH, SIN NIEW
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4798
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Sep 2015 - 21 Sep 2015
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 May 2015 - 15 May 2015
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Apr 2015 - 17 Apr 2015
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Mar 2015 - 02 Apr 2015
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Nov 2014 - 18 Nov 2014
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2014 - 07 Nov 2014
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Jul 2014 - 11 Jul 2014
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jun 2014 - 20 Jun 2014
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Mar 2014 - 11 Apr 2014
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Feb 2014 - 28 Feb 2014
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Oct 2013 - 08 Nov 2013
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Nov 2012 - 16 Nov 2012
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jul 2012 - 27 Jul 2012
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 May 2012 - 30 May 2012
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 May 2012 - 18 May 2012
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 May 2012 - 11 May 2012
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Mar 2012 - 16 Mar 2012
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Feb 2012
No
AF4798
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Feb 2012 - 10 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.