Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, MING KWAN
Chinese Name of Relevant Individual
周銘鈞
HKMA Registration Number
AF4811
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2015 - 21 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2015 - 21 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2014 - 13 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2014 - 13 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Jun 2014 - 13 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2012 - 30 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2012 - 30 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, MING KWAN
:
Chinese Name of Relevant Individual
周銘鈞
:
HKMA Registration Number
AF4811
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4811
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2015 - 21 Dec 2015
No
AF4811
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jul 2015 - 21 Dec 2015
No
AF4811
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Jun 2014 - 13 Jul 2015
No
AF4811
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Jun 2014 - 13 Jul 2015
No
AF4811
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Jun 2014 - 13 Jul 2015
No
AF4811
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Feb 2012 - 30 Apr 2014
No
AF4811
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Feb 2012 - 30 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.