Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, ZHIJUN
Chinese Name of Relevant Individual
呂芷君
HKMA Registration Number
AF4833
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2017 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2017 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2012 - 31 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2012 - 31 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, ZHIJUN
:
Chinese Name of Relevant Individual
呂芷君
:
HKMA Registration Number
AF4833
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4833
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
13 Apr 2017 - 10 Nov 2019
No
AF4833
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
13 Apr 2017 - 10 Nov 2019
No
AF4833
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
06 Feb 2012 - 31 May 2015
No
AF4833
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
06 Feb 2012 - 31 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.