Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUAN, YEN YING
Chinese Name of Relevant Individual
袁燕穎
HKMA Registration Number
AF4835
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2016 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2016 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2012 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2012 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUAN, YEN YING
:
Chinese Name of Relevant Individual
袁燕穎
:
HKMA Registration Number
AF4835
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4835
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Dec 2016 - 31 Mar 2021
No
AF4835
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Dec 2016 - 31 Mar 2021
No
AF4835
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2012 - 17 Dec 2013
No
AF4835
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2012 - 17 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.