Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KWAN YIU
Chinese Name of Relevant Individual
余鈞耀
HKMA Registration Number
AF4842
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 22 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 22 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2014 - 16 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2014 - 16 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2012 - 02 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
06 Feb 2012 - 02 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KWAN YIU
:
Chinese Name of Relevant Individual
余鈞耀
:
HKMA Registration Number
AF4842
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4842
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 22 Aug 2021
No
AF4842
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 22 Aug 2021
No
AF4842
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
03 Feb 2015 - 30 Sep 2016
No
AF4842
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
03 Feb 2015 - 30 Sep 2016
No
AF4842
CREDIT SUISSE AG
Type 1: dealing in securities
12 Aug 2014 - 16 Jan 2015
No
AF4842
CREDIT SUISSE AG
Type 4: advising on securities
12 Aug 2014 - 16 Jan 2015
No
AF4842
BANK MORGAN STANLEY AG
Type 1: dealing in securities
06 Feb 2012 - 02 Jul 2014
No
AF4842
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
06 Feb 2012 - 02 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.