Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, OI PING
Chinese Name of Relevant Individual
林愛萍
HKMA Registration Number
AF4849
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Oct 2019
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKER
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Oct 2019
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
SFC CE number
ABZ544
Business Address
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2019 - 09 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
10 Jan 2019 - 09 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2015 - 21 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2015 - 21 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2012 - 05 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
06 Feb 2012 - 05 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, OI PING
:
Chinese Name of Relevant Individual
林愛萍
:
HKMA Registration Number
AF4849
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
02 Oct 2019
No
PRIVATE BANKER
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
02 Oct 2019
No
PRIVATE BANKER
Name of Registered Institution
SFC CE number
Business Address
UNION BANCAIRE PRIVÉE, UBP SA
ABZ544
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4849
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
Since 02 Oct 2019
No
AF4849
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
Since 02 Oct 2019
No
AF4849
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Jan 2019 - 09 Aug 2019
No
AF4849
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
10 Jan 2019 - 09 Aug 2019
No
AF4849
LGT BANK AG
Type 1: dealing in securities
15 Oct 2015 - 21 Dec 2018
No
AF4849
LGT BANK AG
Type 4: advising on securities
15 Oct 2015 - 21 Dec 2018
No
AF4849
BANK MORGAN STANLEY AG
Type 1: dealing in securities
06 Feb 2012 - 05 Mar 2012
No
AF4849
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
06 Feb 2012 - 05 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.