Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, SUWUN
Chinese Name of Relevant Individual
HKMA Registration Number
AF4868
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2015 - 22 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2015 - 22 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2015 - 12 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2015 - 12 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2015 - 25 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2015 - 25 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2014 - 23 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2014 - 23 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2013 - 02 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2013 - 02 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2013 - 28 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2013 - 28 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2012 - 04 Dec 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, SUWUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4868
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Feb 2016
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
23 Feb 2016
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Nov 2015 - 22 Nov 2015
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
21 Nov 2015 - 22 Nov 2015
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Apr 2015 - 12 Apr 2015
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
04 Apr 2015 - 12 Apr 2015
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jan 2015 - 25 Jan 2015
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
22 Jan 2015 - 25 Jan 2015
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Feb 2014 - 23 Feb 2014
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
21 Feb 2014 - 23 Feb 2014
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Aug 2013 - 02 Sep 2013
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
31 Aug 2013 - 02 Sep 2013
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Feb 2013 - 28 Feb 2013
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
26 Feb 2013 - 28 Feb 2013
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Dec 2012 - 04 Dec 2012
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
01 Dec 2012 - 04 Dec 2012
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Jun 2012 - 09 Jun 2012
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
08 Jun 2012 - 09 Jun 2012
No
AF4868
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Feb 2012 - 12 Feb 2012
No
AF4868
BARCLAYS BANK PLC
Type 4: advising on securities
08 Feb 2012 - 12 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.