Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KARUHADEJ, KARN
Chinese Name of Relevant Individual
HKMA Registration Number
AF4885
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EBA BOARD MEMBER
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
20 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EBA BOARD MEMBER
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EBA BOARD MEMBER
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
20 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EBA BOARD MEMBER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 20 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 20 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2015 - 03 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Feb 2015 - 03 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
09 Feb 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KARUHADEJ, KARN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4885
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
17 Aug 2018
No
EBA BOARD MEMBER
LGT BANK AG
Type 2: dealing in futures contracts
20 Sep 2018
No
EBA BOARD MEMBER
LGT BANK AG
Type 4: advising on securities
17 Aug 2018
No
EBA BOARD MEMBER
LGT BANK AG
Type 5: advising on futures contracts
20 Sep 2018
No
EBA BOARD MEMBER
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4885
LGT BANK AG
Type 2: dealing in futures contracts
Since 20 Sep 2018
No
AF4885
LGT BANK AG
Type 5: advising on futures contracts
Since 20 Sep 2018
No
AF4885
LGT BANK AG
Type 1: dealing in securities
Since 17 Aug 2018
No
AF4885
LGT BANK AG
Type 4: advising on securities
Since 17 Aug 2018
No
AF4885
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Feb 2015 - 03 May 2018
No
AF4885
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
02 Feb 2015 - 03 May 2018
No
AF4885
BANK MORGAN STANLEY AG
Type 1: dealing in securities
09 Feb 2012 - 29 May 2015
No
AF4885
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
09 Feb 2012 - 29 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
