Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, YAO
Chinese Name of Relevant Individual
盧遙
HKMA Registration Number
AF4907
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2018 - 12 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2018 - 12 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2012 - 30 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, YAO
:
Chinese Name of Relevant Individual
盧遙
:
HKMA Registration Number
AF4907
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4907
CITIBANK, N.A.
Type 1: dealing in securities
21 Aug 2018 - 12 Mar 2021
No
AF4907
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Aug 2018 - 12 Mar 2021
No
AF4907
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Feb 2012 - 30 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.