Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHEK, STEPHANIE WING YAN
Chinese Name of Relevant Individual

石詠欣
HKMA Registration Number
AF4929
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Feb 2012
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
22 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHEK, STEPHANIE WING YAN
:
Chinese Name of Relevant Individual
石詠欣
:
HKMA Registration Number
AF4929
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
11 Feb 2012
No
LOANS STRUCTURING & EXECUTION
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
22 Sep 2020
No
LOANS STRUCTURING & EXECUTION
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
22 Sep 2020
No
LOANS STRUCTURING & EXECUTION