Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, HIU WA
Chinese Name of Relevant Individual
袁曉華
HKMA Registration Number
AF4941
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2020 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2020 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2012 - 17 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2012 - 02 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2012 - 02 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Feb 2012 - 02 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, HIU WA
:
Chinese Name of Relevant Individual
袁曉華
:
HKMA Registration Number
AF4941
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
05 Jan 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
05 Jan 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4941
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Jan 2023
No
AF4941
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Jan 2023
No
AF4941
DBS BANK LTD.
Type 1: dealing in securities
Since 05 Jan 2023
No
AF4941
DBS BANK LTD.
Type 4: advising on securities
Since 05 Jan 2023
No
AF4941
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Oct 2020 - 21 Aug 2022
No
AF4941
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Oct 2020 - 21 Aug 2022
No
AF4941
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
03 Aug 2012 - 17 Nov 2014
No
AF4941
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Feb 2012 - 02 May 2012
No
AF4941
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Feb 2012 - 02 May 2012
No
AF4941
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Feb 2012 - 02 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.