Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
VONCANNON, BRUCE DOUGLAS
Chinese Name of Relevant Individual
HKMA Registration Number
AF4949
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2012 - 31 Aug 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2012 - 31 Aug 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Regulated Activity
Type 9: asset management
Effective Period
13 Feb 2012 - 31 Aug 2013
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
VONCANNON, BRUCE DOUGLAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4949
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4949
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Type 1: dealing in securities
13 Feb 2012 - 31 Aug 2013
Yes
AF4949
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Type 4: advising on securities
13 Feb 2012 - 31 Aug 2013
Yes
AF4949
BANQUE PRIVEE EDMOND DE ROTHSCHILD SA
Type 9: asset management
13 Feb 2012 - 31 Aug 2013
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.