Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, MING KIU JOHN
Chinese Name of Relevant Individual
陳銘僑
HKMA Registration Number
AF4973
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
23 Oct 2020 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
23 Oct 2020 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2017 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2017 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Mar 2017 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2017 - 28 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2017 - 28 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Mar 2017 - 28 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2012 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2012 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Apr 2012 - 31 Mar 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2012 - 26 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2012 - 26 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Feb 2012 - 26 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, MING KIU JOHN
:
Chinese Name of Relevant Individual
陳銘僑
:
HKMA Registration Number
AF4973
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
23 Oct 2020 - 01 Jan 2025
Yes
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
23 Oct 2020 - 01 Jan 2025
Yes
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Mar 2017 - 01 Jan 2025
Yes
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Mar 2017 - 01 Jan 2025
Yes
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Mar 2017 - 01 Jan 2025
Yes
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2017 - 28 Mar 2017
No
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2017 - 28 Mar 2017
No
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Mar 2017 - 28 Mar 2017
No
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2012 - 31 Mar 2014
Yes
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2012 - 31 Mar 2014
Yes
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
27 Apr 2012 - 31 Mar 2014
Yes
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2012 - 26 Apr 2012
No
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Feb 2012 - 26 Apr 2012
No
AF4973
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Feb 2012 - 26 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.