Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, SHUK KWAN ERICA
Chinese Name of Relevant Individual
盧淑筠
HKMA Registration Number
AF4992
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2016 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2012 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Feb 2012 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, SHUK KWAN ERICA
:
Chinese Name of Relevant Individual
盧淑筠
:
HKMA Registration Number
AF4992
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4992
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Feb 2016 - 13 Aug 2017
No
AF4992
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Feb 2012 - 13 Aug 2017
No
AF4992
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Feb 2012 - 13 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.